STERN CAPITAL MANAGEMENT, INC.

Overview

Stern Capital Management, Inc. operates as an independent, SEC-registered RI A focused on financial planning and discretionary portfolio management for individuals, families and small institutions. The firm combines traditional advisory work with insurance brokerage capabilities, billing clients primarily as a percentage of assets under management and, when appropriate, on an hourly basis. Stern Capital’s regulatory filing shows it does not position itself as an ESG-specialist and it is not registered as a multi-state adviser. Investment activity centers on managed portfolios for retail and small institutional clients, with the firm acting as the day-to-day portfolio manager for nearly all of its assets. The adviser’s mix of services and its insurance brokerage arm suggest a client workstream that blends investment management with risk-transfer solutions and planning-oriented engagements.

Assets & Accounts

Investments & Alternatives

Location & Offices