STERLING FUND MANAGEMENT, LLC

RIASEC RegisteredEst. 2012
Total AUM
$462M
Discretionary
$462M
100% of AUM
Avg account
$51.3M
Accounts
9
Employees
30
Advisory reps
6

Firm details

Headquarters
CHICAGO, Illinois
CRD number
160338
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sterling Fund Management, LLC is an SEC‑registered investment adviser organized as a limited liability company that focuses on managing pooled private equity vehicles for institutional investors. The firm acts as sponsor/GP and portfolio manager for multiple closed‑end funds and is set up to earn both asset‑based fees and performance fees, indicating a carry/style incentive structure common in private equity. Sterling identifies as an active ESG investor and integrates those considerations into its advisory activities. Its client base is institutional rather than retail, and its operational footprint is modest and specialized rather than a broad multi‑state RIA distribution platform. The firm’s business model centers on pooled investment vehicles: it serves as portfolio manager for its own funds and is affiliated with other investment entities that operate as sponsor, GP or managing member. That orientation shows the firm has operational capabilities around fundraising, deal selection, asset management and disposition rather than delivering one‑off advisory mandates to high‑net‑worth individuals.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • MAURY EPSTEIN

    Chief Operating Officer & Managing DirectorCRD 6024125

  • LAUREN YEAGER

    General Counsel and Chief Compliance OfficerCRD 8066183

Contacts

3 of 4
  • RUDOLF HOEHNSARIC

    Senior Managing DirectorCRD 2818443

  • JEFFREY ELBURN

    Managing DirectorCRD 4281264

  • STEVEN TASLITZ

    Co-FounderCRD 2826397

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

CHICAGO, IL

COOK

Location

CHICAGO, IL

Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
167 N Green St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth