Stein Financial LLC
Firm details
- Headquarters
- Destin, Florida
- CRD number
- 319712
- Custodians
- CHARLES SCHWAB & CO., INC., APEX CLEARING CORPORATION
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI92.82%
- Individuals7.18%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Stein Financial LLC operates as an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on private client work, serving individuals and families with financial planning and portfolio management for both personal and small-business or institutional accounts. Compensation is a mix of percentage-of-AUM fees and fixed fees. Stein Financial does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant. The firm lists an industry affiliation with accounting professionals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- US Government Bonds10%
- Cash & Cash Equivalents5%
Contacts
1 of 1
Bennett Stein
Founder and CCOCRD 7030237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Destin, FL
Okaloosa
Location
Destin, FL
Headquartered in Destin, FL, in the South of the United States.
- Region
- South
- County
- Okaloosa
- Address
- 151 Regions Way
- Time zone
- ET (UTC-5)
- Office locations
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