STEELOAKS INVESTMENT ADVISERS, INC.

RIASEC RegisteredEst. 1998

Total AUM

$131M

Discretionary

$117M

89% of AUM

Avg account

$455K

Accounts

288

Employees

Advisory reps

Firm details

Headquarters: WEIRTON, West Virginia
CRD number: 108197
Registered since: April 23, 1998
Website: www.steeloaks.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals32.82%
State / Municipal Government31.3%
Corporations / Businesses12.98%
HNWI12.21%
Pension & Profit Sharing Plans10.69%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Steeloaks Investment Advisers, Inc. is a corporation focused on discretionary portfolio management for individuals, small businesses, and larger business or institutional clients. The firm’s ADV lists portfolio management and pension consulting services among its advisory activities, and it bills clients using a mix of percentage-of-assets and fixed-fee arrangements. Steeloaks is not designated an active ESG investor and is not classified as a multi-state adviser; its ownership is listed as individual and its SEC registration dates to 1998. Investment activity centers on equity exposure, with a clear preference for exchange-traded instruments. The firm’s practice emphasizes managed accounts and pooled vehicles such as mutual funds alongside direct equity positions. Pension consulting appears on the firm’s activity list, though the firm is not separately designated as a pension consultant on its summary filings.