STEELE STREET CAPITAL LLC

RIASEC RegisteredEst. 2024
Total AUM
$140M
Discretionary
$124M
89% of AUM
Avg account
$560K
Accounts
251
Employees
3
Advisory reps
2

Firm details

Headquarters
KITTERY, Maine
CRD number
331520
Registered since
August 12, 2024
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.07%
  • Pension & Profit Sharing Plans32.32%
  • Individuals9.18%
  • Corporations / Businesses5.43%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Steele Street Capital LLC is an independent registered investment adviser and broker-dealer that serves both individual & family clients and institutional accounts. The firm emphasizes equity-oriented portfolios — its filings identify a clear preference for exchange-traded equities — and offers a mix of financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements are flexible, combining percentage-of-AUM billing with hourly and fixed-fee engagements. As an independent RIA with individual ownership and SEC registration in 2024, the firm positions itself to deliver customized advice and managed accounts rather than scale-driven product distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 55%, Public Funds/Mutual Funds 36%, Cash & Cash Equivalents 8%, Private Funds 1%55%
  • Exchange Traded Equities55%
  • Public Funds/Mutual Funds36%
  • Cash & Cash Equivalents8%
  • Private Funds1%

Owners & executives

1 of 1
  • DAVID GERASIN

    CEOCRD 4775582

Contacts

1 of 1
  • PEYTON OAKES-BRYDEN

    Director of Client OperationsCRD 8163081

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

KITTERY, ME

YORK

Location

KITTERY, ME

Headquartered in KITTERY, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
YORK
Address
1 Me236
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth