STEBEN & COMPANY, LLC

RIASEC RegisteredEst. 2005
Total AUM
$69.2M
Discretionary
$69.2M
100% of AUM
Avg account
$69.2M
Accounts
1
Employees
8
Advisory reps
3

Firm details

Headquarters
EXCELSIOR, Minnesota
CRD number
117808
Registered since
September 13, 2005
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Steben & Company, LLC operates as a small, institutional-focused capital allocator and commodity trading adviser. The firm is registered with the SEC and has been active since 2005. Its advisory mandate centers on pooled investment vehicles and the selection of other advisers, consistent with CPO/CTA activity. That positioning points to a manager that either runs a single pooled vehicle or concentrates its resources on one institutional relationship rather than broad retail distribution. Investment activity is focused on managed futures and commodity exposures. The firm does not market itself as an ESG investor and is not set up as a multi-state adviser. Business affiliations include relationships with a broker-dealer and other registered investment advisers, alongside its CPO/CTA role. Steben & Company, LLC uses a percentage-of-AUM fee model and profiles its client base as institutional.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • JON ESSEN

    Chief Financial OfficerCRD 2469593

  • KEVIN KINZIE

    Founder & CEOCRD 4384324

  • BRIAN HULL

    Chief Compliance OfficerCRD 2685889

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

EXCELSIOR, MN

HENNEPIN

Location

EXCELSIOR, MN

Headquartered in EXCELSIOR, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
687 Excelsior Blvd
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth