STATHEROS FINANCIAL SOLUTIONS, INC.

RIASEC RegisteredEst. 2019
Total AUM
$926M
Discretionary
$926M
100% of AUM
Avg account
$648K
Accounts
1,430
Employees
15
Advisory reps
9

Firm details

Headquarters
EL DORADO HILLS, California
CRD number
306217
Registered since
October 15, 2019
Custodians
CHARLES SCHWAB & CO., INC., MID ATLANTIC CAPITAL CORPORATION
Fee structure
Percentage of AUM
Client types
  • HNWI47.45%
  • Pension & Profit Sharing Plans39.87%
  • Individuals12.35%
  • Corporations / Businesses0.33%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Statheros Financial Solutions, Inc. is an independent registered investment adviser that registered with the SEC in 2019 and is owned by an individual. The firm serves both individuals/families and institutional clients, charging fees based on a percentage of assets under management. Its primary advisory services are financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm does not identify as an active ESG investor and is not structured as a capital allocator. Industry affiliations include accounting and real estate brokerage.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Public Funds/Mutual Funds 19%, Cash & Cash Equivalents 1%80%
  • Exchange Traded Equities80%
  • Public Funds/Mutual Funds19%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • JACOB PARSONS

    President and CEOCRD 5086534

  • KELLY ROEMERS

    Chief Financial Officer & Chief Compliance OfficerCRD 4387930

Contacts

3 of 7
  • GREGORY PETERSON

    Financial AdvisorCRD 5305117

  • BRYAN GUTIERREZ

    VP, Retirement Plan Advisory ServiceCRD 5951048

  • MICHAEL ROBERTS

    Investment Advisor RepresentativeCRD 5410651

Unlock 4 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

EL DORADO HILLS, CA

EL DORADO

Location

EL DORADO HILLS, CA

Headquartered in EL DORADO HILLS, CA, anchoring the Sacramento-Roseville, CA metro in the West.

Metro area
Sacramento-Roseville, CA
Region
West
County
EL DORADO
Address
1107 Investment Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth