STASH

RIASEC RegisteredEst. 2015
Total AUM
$4.9B
Discretionary
$251M
5% of AUM
Avg account
$2.8K
Accounts
1,758,044
Employees
124
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
226550
Registered since
May 15, 2015
Custodians
APEX CLEARING CORPORATION
Fee structure
Percentage of AUM, Subscription Fees, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Stash operates as an LLC focused on individual and family clients, delivering financial planning and portfolio management for individuals and small businesses. The firm also produces periodicals or newsletters as part of its client communication. Its pricing mixes traditional percentage-of-assets fees with subscription and fixed-fee arrangements. FINTRX classifies the firm as unclassified and notes it is not positioned as a capital allocator or an active ESG investor. Industry relationships include affiliations with a broker-dealer and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Cash & Cash Equivalents 6%94%
  • Exchange Traded Equities94%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • KATHERINE RING

    Chief Compliance OfficerCRD 4934458

Contacts

2 of 2
  • BRANDON KRIEG

    Co-FounderCRD 4074156

  • SEBASTIAN LAFONTAINE

    Lead AdvisorCRD 6089931

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 5

Active vs passive

$258M in ETFs

Passive

100%

$258M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$103M321,43239.99%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
450 Park Ave S
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth