STAPLETON FINANCIAL GROUP

Overview

Stapleton Financial Group is a small, independent registered investment adviser structured as a limited liability company and owned by an individual. The firm targets individual and family clients, offering financial planning and discretionary portfolio management geared toward mass-affluent households and small-business owners. Fee arrangements combine a percentage-of-AUM model with hourly charges for planning and advisory work. Investment activity is concentrated and equity-oriented. The firm's ADV shows a clear preference for exchange-traded equities as the primary building block of client portfolios, with mutual funds used as a supplementary sleeve. Stapleton Financial Group does not position itself as an ESG-focused adviser, nor as a multi-state or pension consultant adviser; its practice appears centered on personalized planning and direct management of liquid public-market exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices