Stage Harbor Financial

RIASEC Registered

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$765K

Accounts

1,435

Employees

Advisory reps

Firm details

Headquarters: Westwood, Massachusetts
CRD number: 289725
Registered since: May 8, 2018
Website: stageharborfinancial.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI95.18%
Individuals4.76%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Stage Harbor Financial is an independent, individual-owned RIA that works primarily with individuals and families on financial planning and portfolio management. The firm is SEC-registered (registration year: 2018) and bills clients via percentage of AUM and fixed-fee arrangements. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third‑party advisers. Stage Harbor identifies as a capital allocator and allocates to external managers rather than limiting itself to in-house products. FA Magazine listed the firm among its Top RIA Firms in 2020. Stage Harbor is not an active ESG investor, and its practice profile indicates a focused client base rather than a multi-state or institutional footprint. The firm’s business activities and fee structure suggest a traditional wealth-management model augmented by outsourced manager relationships.