ST. CLOUD CAPITAL

Exempt Reporting AdvisorFINRA MemberEst. 2016
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
157409
Registered since
March 30, 2016

Firm profile

FINTRX

Overview

ST. Cloud Capital is a privately held, owner-operated investment adviser organized as a limited liability company and registered with the SEC in 2016. The firm primarily functions as an adviser and sponsor, taking on GP and managing member roles in pooled investment vehicles rather than acting as a traditional retail RIA. Its investment activity centers on sourcing and structuring private investment opportunities — notably private equity and private placements — with an emphasis on pooled fund vehicles where it can exercise portfolio selection and active oversight. The firm is not positioned as a multi-state retail adviser or an active ESG investor; instead, its business model is built around managing closed-end or private funds and acting as a sponsor/manager to outside investors. That structure points to a focus on institutional-style governance and fund-level economics rather than fee-based advisory relationships with individual clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • BEN HOM

    Managing PartnerCRD 6009525

  • KACY ROZELLE

    Managing PartnerCRD 2093105

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
10866 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth