SPX CAPITAL MANAGEMENT LLC

RIASEC RegisteredEst. 2021
Total AUM
$350M
Discretionary
$350M
100% of AUM
Avg account
$29.2M
Accounts
12
Employees
9
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
297944
Registered since
October 1, 2021
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles59.39%
  • Other40.61%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SPX Capital Management LLC is a hedge-fund–style adviser and manager of pooled investment vehicles that primarily serves institutional clients. The firm operates as a CPO/CTA and acts as sponsor, general partner and manager for multiple pooled vehicles, charging a combination of asset-based fees and performance fees consistent with hedge fund structures. Investment emphasis is on liquid equities—largely exchange-traded instruments—while the firm also directs capital into externally managed alternative funds and mutual funds as part of its product mix. SPX is not positioned as an ESG-focused investor. SPX’s business model centers on managing pooled vehicles rather than serving a broad retail advisor channel. That positioning, together with the CPO/CTA activity and the use of performance fees, suggests the firm runs active, strategy-driven mandates that may employ derivatives and short/hedging techniques typical of hedge fund managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Derivatives 2%98%
  • Exchange Traded Equities98%
  • Derivatives2%

Owners & executives

3 of 3
  • BERNARDO de QUEIROZ

    Partner, COOCRD 7243424

  • Leonardo Cabral

    Partner, Chief Risk OfficerCRD 8054426

  • RUSSELL OTTEN

    Chief Compliance OfficerCRD 6471235

Contacts

1 of 1
  • KATHERINE ALBUQUERQUE

    DirectorCRD 7240776

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
3 Columbus Cir
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth