SPX Capital Management LLC

RIASEC RegisteredEst. 2021
Total AUM
$350M
Discretionary
$350M
100% of AUM
Avg account
$29.2M
Accounts
12
Employees
9
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
297944
Registered since
October 1, 2021
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles59.39%
  • Other40.61%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SPX Capital Management LLC is a privately held limited liability company that operates as a hedge fund manager and pooled-vehicle adviser. The firm is SEC-registered (2021) and serves primarily institutional clients. Its organizational activities include operating as a commodity pool operator/commodity trading adviser (CPO/CTA) and providing portfolio management for pooled investment vehicles; it also functions as sponsor/GP/managing member of such vehicles. Ownership is listed as a mix of a foreign entity and an individual. SPX charges both a percentage-of-assets fee and performance-based fees and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 98%, Derivatives 2%98%
  • Exchange Traded Equities98%
  • Derivatives2%

Owners & executives

3 of 3
  • Bernardo De Queiroz

    Bernardo De Queiroz

    Partner, COOCRD 7243424

  • Leonardo Cabral

    Partner, Chief Risk OfficerCRD 8054426

  • Russell Otten

    Russell Otten

    Chief Compliance OfficerCRD 6471235

Contacts

1 of 1
  • Katherine Albuquerque

    Katherine Albuquerque

    DirectorCRD 7240776

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
250 W 57th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth