SPX CAPITAL MANAGEMENT LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 297944
- Registered since
- October 1, 2021
- Website
- www.spxcapital.com
- Custodians
- MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles59.39%
- Other40.61%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
SPX Capital Management LLC is a hedge-fund–style adviser and manager of pooled investment vehicles that primarily serves institutional clients. The firm operates as a CPO/CTA and acts as sponsor, general partner and manager for multiple pooled vehicles, charging a combination of asset-based fees and performance fees consistent with hedge fund structures. Investment emphasis is on liquid equities—largely exchange-traded instruments—while the firm also directs capital into externally managed alternative funds and mutual funds as part of its product mix. SPX is not positioned as an ESG-focused investor. SPX’s business model centers on managing pooled vehicles rather than serving a broad retail advisor channel. That positioning, together with the CPO/CTA activity and the use of performance fees, suggests the firm runs active, strategy-driven mandates that may employ derivatives and short/hedging techniques typical of hedge fund managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities98%
- Derivatives2%
Owners & executives
3 of 3BERNARDO de QUEIROZ
Partner, COOCRD 7243424
Leonardo Cabral
Partner, Chief Risk OfficerCRD 8054426
RUSSELL OTTEN
Chief Compliance OfficerCRD 6471235
Contacts
1 of 1KATHERINE ALBUQUERQUE
DirectorCRD 7240776
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 3 Columbus Cir
- Time zone
- ET (UTC-5)
- Office locations
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