Spruce House Investment Management LLC

RIASEC RegisteredEst. 2014
Total AUM
$5.2B
Discretionary
$5.2B
100% of AUM
Avg account
$1.3B
Accounts
4
Employees
9
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
163427
Registered since
July 10, 2014
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spruce House Investment Management LLC is a privately owned hedge fund adviser organized as an LLC and SEC-registered since 2014. The firm serves an institutional client base and operates primarily as a manager of pooled investment vehicles, reporting CPO/CTA activity and roles as GP/managing member for sponsored vehicles. Its compensation combines a percentage of assets under management with performance-based fees. Spruce House does not identify as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Zachary Sternberg

    DirectorCRD 4966573

  • Benjamin Stein

    Benjamin Stein

    DirectorCRD 5349385

  • Keith Cozza

    PresidentCRD 4871268

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
435 Hudson St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth