SPROTT ASSET MANAGEMENT USA INC.

Overview

Sprott Asset Management USA Inc. is a corporate investment adviser registered with the SEC since 2006 that serves individual, family and institutional clients. The firm combines traditional portfolio management and financial planning with commodity- and resource-oriented alternative strategies; it also operates in roles that include CPO/CTA activity and acting as sponsor or managing member of pooled vehicles. Fee arrangements include both percentage-of-AUM and performance-based structures, and the firm identifies as an active ESG investor, which suggests ESG criteria are considered across some discretionary mandates and product wrappers. Investment activity centers on liquid, exchange-listed instruments for separately managed accounts while maintaining active allocations to external alternative managers and internally advised private funds. The adviser provides portfolio management for individuals and small businesses, investment companies and pooled vehicles, and it also offers services to business and institutional clients. Industry affiliations span broker-dealers and other investment advisers, reflecting a multi-channel distribution and custody footprint. Sprott’s approach favors liquidity and tradability for core equity sleeve exposure, supplemented by private placements, real assets and credit-oriented alternatives where they seek differentiated return streams and downside protection. The firm’s product mix and business activities indicate a hybrid model: public-market strategies for broad client access and concentrated alternative exposures inside private funds and third-party allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices