Springlake Financial Partners

RIASEC RegisteredEst. 2026
Total AUM
$105M
Discretionary
$105M
100% of AUM
Avg account
$496K
Accounts
211
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
334134
Registered since
April 24, 2026
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI87.23%
  • Individuals12.61%
  • Corporations / Businesses0.16%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Springlake Financial Partners is an independent, individually owned registered investment adviser organized as an LLC that serves primarily individual and family clients. The firm acts as a capital allocator and provides financial planning alongside portfolio management for individuals, small businesses and other business or institutional clients. Its advisory services include selecting third‑party managers for clients. Fee arrangements combine a percentage of assets under management with fixed fees. Springlake does not identify itself as an active ESG investor and is not flagged as a multi‑state adviser in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 50%, Cash & Cash Equivalents 38%, Exchange Traded Equities 8%, State & Local Bonds 3%, Derivatives 1%50%
  • Public Funds/Mutual Funds50%
  • Cash & Cash Equivalents38%
  • Exchange Traded Equities8%
  • State & Local Bonds3%
  • Derivatives1%

Owners & executives

1 of 1
  • Bennie Hobson

    Bennie Hobson

    Managing Member And Chief Compliance OfficerCRD 5825484

Contacts

1 of 1
  • Katie Carpenter

    Katie Carpenter

    Wealth Advisor, PartnerCRD 6913334

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth