Springboard Financial Services

Overview

Springboard Financial Services is a small, independent Registered Investment Adviser operating as an LLC and owned by an individual. The firm focuses on financial planning and portfolio management for individuals and small businesses, charging clients via a mix of percentage-of-AUM fees and fixed fees. Investment activity is concentrated and equity-centered: the firm's filings show a clear preference for exchange-traded equities as the primary vehicle for client exposures. Springboard is not positioned as an institutional allocator or pension consultant, it does not market itself as an ESG investor, and it operates from a single-state footprint. Given the firm’s size and client base, its investment approach appears geared toward liquid, scalable instruments that fit modest account minimums — primarily ETFs and individual stocks — complemented by mutual funds where appropriate. The adviser’s model is consistent with a boutique practice that emphasizes straightforward portfolio construction and personalized planning rather than access to specialized third‑party alternative fund managers.

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Location & Offices