Spring Ocean Capital LLC

RIASEC Registered

Total AUM

$3.1M

Discretionary

$3.1M

100% of AUM

Avg account

$394K

Accounts

Employees

Advisory reps

Firm details

Headquarters: Chagrin Falls, Ohio
CRD number: 282737
Website: www.springoceancapital.com
Custodians: INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM
Client types: HNWI53.37%
Corporations / Businesses30.38%
Individuals16.25%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Spring Ocean Capital LLC is a small, individually owned limited liability company that operates as an institutional registered investment adviser. The firm charges clients based on a percentage of assets under management and focuses on portfolio management services across client types: individuals and small businesses, pooled investment vehicles, and businesses or institutions. Its client base is institutional in orientation. According to available filings the adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or as a related adviser.