SPRING CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2020

Total AUM

$223M

Discretionary

$223M

100% of AUM

Avg account

$706K

Accounts

316

Employees

Advisory reps

Firm details

Headquarters: Amarillo, Texas
CRD number: 282842
Registered since: October 23, 2020
Website: springcap.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI89.07%
Corporations / Businesses8.66%
Charitable Organizations1.77%
Individuals0.51%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spring Capital Management is a privately owned LLC that acts as a capital allocator and registered investment adviser. The firm focuses on equity-heavy portfolio management for high-net-worth individuals, families and institutional clients, charging fees as a percentage of assets under management. Registered with the SEC in 2020, Spring Capital concentrates its resources on exchange-traded equities while also selecting and allocating to third-party alternative managers when appropriate. Its advisory services include discretionary portfolio management for individuals and small businesses, portfolio management for institutions and the selection of sub‑advisers. Investment policy emphasizes liquid, tradable equities and ETFs as the primary building blocks of client portfolios, with alternatives deployed to add income, inflation protection and sector exposure. The firm reports it is not an active ESG investor and it operates from a single-custodian relationship.