Split Rock Private Trading And Wealth Management LLC
Firm details
- Headquarters
- Cloquet, Minnesota
- CRD number
- 152003
- Registered since
- October 9, 2020
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, TRADE-PMR INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals46.48%
- HNWI36.39%
- Investment Companies15.07%
- Pension & Profit Sharing Plans2.06%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Split Rock Private Trading And Wealth Management LLC is an SEC-registered advisory firm formed as an LLC in 2020 and owned by an individual. The firm serves both individual and family clients as well as institutional investors and charges fees as a percentage of assets under management. Its core advisory services emphasize portfolio management across several client types: individuals and small businesses, investment companies, and businesses or institutions. The adviser does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds89%
- Exchange Traded Equities8%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1
Mark Cool
Portfolio Manager, Chief Compliance OfficerCRD 3154345
Contacts
3 of 4
Kelly Johnson
Investment Advisor RepresentativeCRD 2067848
Dale Anich
Investment Advisor RepresentativeCRD 1283578
Tyler Kocon
Portfolio ManagerCRD 4146389
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$138M in ETFs
33%
$44.8M
61%
$93M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| NORTH SHORE EQUITY ROTATION ETF (KOOL) | Active | Global Large Stock Blend | $54.8M | 3,831,084 | 39.78% |
Location
Cloquet, MN
Carlton
Location
Cloquet, MN
Headquartered in Cloquet, MN, in the Midwest of the United States.
- Region
- Midwest
- County
- Carlton
- Address
- 105 Arch St
- Time zone
- CT (UTC-6)
- Office locations
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