Spiritus Financial Planning

RIAState Registered
Total AUM
$6.5M
Discretionary
$4.7M
73% of AUM
Avg account
$3.3M
Accounts
2
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
141372
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI72.68%
  • Individuals27.32%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Spiritus Financial Planning is an independent registered advisory firm organized as a corporation and owned by an individual practitioner. The firm focuses on serving individual and family clients with financial planning and portfolio management for individuals and small businesses. Its revenue model includes percentage-of-AUM fees alongside hourly and fixed-fee engagements and other billing arrangements. Spiritus does not identify as an active ESG investor and does not operate as a capital allocator; its practice centers on direct client advisory and investment management rather than third-party fund selection as a core business line.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Investment Grade Corp Bonds 19%, US Government Bonds 15%, Cash & Cash Equivalents 4%62%
  • Exchange Traded Equities62%
  • Investment Grade Corp Bonds19%
  • US Government Bonds15%
  • Cash & Cash Equivalents4%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth