SPF INVESTMENT MANAGEMENT, L.P.

RIASEC RegisteredEst. 2018
Total AUM
$4.1B
Discretionary
$4.1B
100% of AUM
Avg account
$1B
Accounts
4
Employees
26
Advisory reps
9

Firm details

Headquarters
New York, New York
CRD number
299036
Registered since
December 19, 2018
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

SPF Investment Management, L.P. is a limited partnership operating as a hedge fund manager and commodity pool/CTA-style operator. The firm manages pooled investment vehicles and serves an institutional client base while acting as sponsor, general partner and managing member of its funds. Its fee model combines a percentage-of-assets management fee with performance-based fees, consistent with a traditional hedge fund structure. SPF is registered with the SEC and appears to integrate ESG considerations into its investment process. The firm’s core business centers on running at least one large pooled vehicle — a hedge fund that represents the bulk of its assets — and on portfolio management for that vehicle rather than broad retail advisory services. As a CPO/CTA and sponsor/GP, SPF has the operational setup to use derivatives and commodity-linked instruments, and to take active portfolio construction and capital allocation roles on behalf of its fund investors.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • MARK BARRES

    COOCRD 6782847

Contacts

3 of 8
  • ALOK VERMA

    Portfolio ManagerCRD 4434033

  • ALBERT SOHN

    TraderCRD 2270058

  • SURAJ SUJANANI

    Limited PartnerCRD 4993574

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
220 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth