SPENCER VENTURES MANAGEMENT LLC

Exempt Reporting AdvisorFINRA MemberEst. 2024
Total AUM
Accounts
0
Advisory reps
4
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
332047
Registered since
July 11, 2024

Firm profile

FINTRX

Overview

Spencer Ventures Management LLC is a small, fund-focused investment manager that acts as sponsor and general partner for pooled investment vehicles. The firm registered with the SEC in 2024 and is organized as a limited liability company under individual ownership. Its public filings identify it as an adviser that primarily operates through private fund structures rather than through traditional advisory relationships with retail clients. The firm is not listed as an active ESG investor, is not a multi-state adviser, and is not characterized as a pension consultant or related adviser. Spencer Ventures appears to concentrate on private equity activity and on serving as the managing member or GP of funds where it drives deal selection, structuring and oversight of portfolio companies. Its business activity is framed around sponsoring and operating pooled vehicles, suggesting a hands-on role in sourcing and managing private investments rather than running large-scale public equity or ETF strategies.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Nicholas Goodfellow

    COOCRD 7939735

Contacts

3 of 3
  • GARY MAO

    PartnerCRD 5572551

  • Jason Ayala

    Lead DeveloperCRD 7949033

  • Spencer Gordon-Sand

    FounderCRD 7949019

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
447 Broadway
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth