Spectrum Strategic Capital Management, LLC

RIASEC RegisteredEst. 2006
Total AUM
$275M
Discretionary
$266M
97% of AUM
Avg account
$365K
Accounts
754
Employees
6
Advisory reps
4

Firm details

Headquarters
Corvallis, Oregon
CRD number
138347
Registered since
February 1, 2006
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.1%
  • Individuals22.22%
  • Other5.13%
  • Pension & Profit Sharing Plans4.34%
  • Corporations / Businesses0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spectrum Strategic Capital Management, LLC is an independent registered investment adviser that has been operating since 2006. The firm is structured as a limited liability company under individual ownership and positions itself as a capital allocator for both high-net-worth individuals and institutional clients. Core services include comprehensive financial planning, discretionary portfolio management for individuals, small businesses and institutions, and the selection and oversight of third-party advisers and managers. Fee arrangements are flexible and include asset-based fees, hourly charges and fixed fees. The firm does not identify as an active ESG investor. An industry recognition listed in the firm’s record is inclusion on FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 46%, Exchange Traded Equities 24%, Private Funds 16%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%, Non-Investment Grade Corp Bonds 3%, Other 3%, Derivatives 1%46%
  • Public Funds/Mutual Funds46%
  • Exchange Traded Equities24%
  • Private Funds16%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds3%

Owners & executives

2 of 2
  • Greg Bachman

    Greg Bachman

    Chief Investment Officer & Chief Operating OfficerCRD 2948151

  • Benjamin Meeker

    Benjamin Meeker

    CEO, MemberCRD 4325697

Contacts

2 of 2
  • Aaron Rivers

    Aaron Rivers

    Associate Portfolio ManagerCRD 7972777

  • Carolyn Pentland

    Carolyn Pentland

    Client Service ManagerCRD 4635675

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 40

Active vs passive

$138M in ETFs

Passive

91%

$126M

Active

0%

$12.5M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$25M33,51518.09%

Location

Primary office

Corvallis, OR

Benton

Location

Corvallis, OR

Headquartered in Corvallis, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Benton
Address
2055 Nw Grant Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth