SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2006
Total AUM
$275M
Discretionary
$266M
97% of AUM
Avg account
$365K
Accounts
754
Employees
7
Advisory reps
5

Firm details

Headquarters
CORVALLIS, Oregon
CRD number
138347
Registered since
February 1, 2006
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI68.1%
  • Individuals22.22%
  • Other5.13%
  • Pension & Profit Sharing Plans4.34%
  • Corporations / Businesses0.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spectrum Strategic Capital Management, LLC is an independent, SEC-registered RIA organized as an LLC and in operation since 2006. The firm serves both individual & family clients and institutional clients and positions itself as a capital allocator, combining discretionary portfolio management with financial planning and the selection of third‑party advisers. Its fee model is flexible and includes percentage-of-AUM billing as well as hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser; its industry connections include relationships with accountants and an insurance company. Spectrum was named among FA Magazine’s Top RIA Firms in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 47%, Private Funds 30%, Exchange Traded Equities 11%, Non-Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 3%, Other 2%47%
  • Public Funds/Mutual Funds47%
  • Private Funds30%
  • Exchange Traded Equities11%
  • Non-Investment Grade Corp Bonds4%
  • Cash & Cash Equivalents4%

Owners & executives

2 of 2
  • GREG BACHMAN

    Chief Investment Officer & Chief Operating OfficerCRD 2948151

  • BENJAMIN MEEKER

    CEO, MemberCRD 4325697

Contacts

3 of 3
  • Aaron Rivers

    Associate Portfolio ManagerCRD 7972777

  • NICHOLS CUTTING

    PartnerCRD 4405054

  • CAROLYN PENTLAND

    Client Service ManagerCRD 4635675

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 40

Active vs passive

$135M in ETFs

Passive

90%

$122M

Active

0%

$12.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$22.3M34,28516.54%

Location

Primary office

CORVALLIS, OR

BENTON

Location

CORVALLIS, OR

Headquartered in CORVALLIS, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
BENTON
Address
2055 NW Grant Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth