SPECTRA INVESTMENT MANAGEMENT, LLC

Overview

Spectra Investment Management, LLC is an independent registered investment adviser that focuses on high-net-worth individuals, families and institutional clients. The firm offers both discretionary and non‑discretionary portfolio management alongside financial planning and pension consulting. Since its SEC registration in 2017, Spectra has structured its advisory fees as a mix of percentage of AUM, hourly charges and fixed fees, which supports both ongoing portfolio relationships and project-based planning work. Investment implementation favors pooled public vehicles—primarily mutual funds—while the firm also accesses a broad slate of third‑party alternative managers. Spectra is not positioned as a capital allocator or an active ESG investor; instead it sources external managers across private markets and liquid alternative strategies to complement core public market allocations. The firm’s client profile and average account sizes indicate a focus on relatively large, customized relationships rather than mass‑market retail business.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices