Sparx Asia Investment Advisors Limited
Firm details
- Headquarters
- Wanchai,
- CRD number
- 139172
- Registered since
- May 17, 2006
- Website
- www.sparxasia.com
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Sparx Asia Investment Advisors Limited is an institutional registered investment adviser that focuses on managing pooled investment vehicles for institutional clients. The firm is structured as a corporation with foreign ownership and has been SEC-registered since 2006. Its business model centers on portfolio management for pooled vehicles, charging clients on a percentage-of-assets-under-management fee schedule. The firm does not identify as a capital allocator and is not classified as an active ESG investor. The firm’s regulatory and operational footprint includes roles beyond pure advisory work: the record lists affiliations consistent with broker-dealer relationships and functions such as sponsor, general partner, or managing member of pooled investment vehicles. That indicates Sparx Asia can both create and manage pooled structures while engaging with third-party managers in some capacities.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Takeshi Suzuki
Chief Marketing OfficerCRD 4995799
Hiroshi Minematsu
Group CFOCRD 6350107
Contacts
2 of 2
Yusuke Fukumoto
PresidentCRD 7886397
Tat Hong Ng
DirectorCRD 6464950
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Wanchai, null
Location
Wanchai, null
Headquartered in Wanchai, null.
- Address
- 1706 17th Floor Central Plz
- Office locations
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