Sparx Asia Investment Advisors Limited

RIASEC RegisteredEst. 2006
Total AUM
$13.3M
Discretionary
$13.3M
100% of AUM
Avg account
$6.6M
Accounts
2
Employees
17
Advisory reps
4

Firm details

Headquarters
Wanchai,
CRD number
139172
Registered since
May 17, 2006
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sparx Asia Investment Advisors Limited is a small, corporation-form investment adviser that focuses on portfolio management for pooled investment vehicles. The firm serves institutional clients and operates under a percentage-of-AUM fee model. Registered with the SEC since 2006, the business is structured with foreign and individual ownership and maintains affiliations that include broker-dealer and sponsor/GP roles for pooled vehicles. Sparx Asia does not classify itself as a capital allocator, and it is not an active ESG investor. Investment activity is concentrated on managing pooled vehicles and allocating capital to external managers in select areas. Given its role as sponsor, general partner, or managing member of pooled investments, the firm combines advisory oversight with direct vehicle-level responsibilities rather than operating as a broad retail RIA. The client base is institutional and highly concentrated, which shapes its product mix and operational focus.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Takeshi Suzuki

    Chief Marketing OfficerCRD 4995799

  • Hiroshi Minematsu

    Group CFOCRD 6350107

Contacts

2 of 2
  • Yusuke Fukumoto

    PresidentCRD 7886397

  • Tat Hong Ng

    DirectorCRD 6464950

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wanchai, null

Location

Wanchai, null

Headquartered in Wanchai, null.

Address
1706 17th Floor Central Plz
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth