Sparx Asia Investment Advisors Limited
Firm details
- Headquarters
- Wanchai,
- CRD number
- 139172
- Registered since
- May 17, 2006
- Website
- www.sparxasia.com
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Sparx Asia Investment Advisors Limited is a small, corporation-form investment adviser that focuses on portfolio management for pooled investment vehicles. The firm serves institutional clients and operates under a percentage-of-AUM fee model. Registered with the SEC since 2006, the business is structured with foreign and individual ownership and maintains affiliations that include broker-dealer and sponsor/GP roles for pooled vehicles. Sparx Asia does not classify itself as a capital allocator, and it is not an active ESG investor. Investment activity is concentrated on managing pooled vehicles and allocating capital to external managers in select areas. Given its role as sponsor, general partner, or managing member of pooled investments, the firm combines advisory oversight with direct vehicle-level responsibilities rather than operating as a broad retail RIA. The client base is institutional and highly concentrated, which shapes its product mix and operational focus.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Takeshi Suzuki
Chief Marketing OfficerCRD 4995799
Hiroshi Minematsu
Group CFOCRD 6350107
Contacts
2 of 2Yusuke Fukumoto
PresidentCRD 7886397
Tat Hong Ng
DirectorCRD 6464950
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Wanchai, null
Location
Wanchai, null
Headquartered in Wanchai, null.
- Address
- 1706 17th Floor Central Plz
- Office locations
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