Sparx Asia Investment Advisors Limited

RIASEC RegisteredEst. 2006
Total AUM
$13.3M
Discretionary
$13.3M
100% of AUM
Avg account
$6.6M
Accounts
2
Employees
17
Advisory reps
4

Firm details

Headquarters
Wanchai,
CRD number
139172
Registered since
May 17, 2006
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sparx Asia Investment Advisors Limited is an institutional registered investment adviser that focuses on managing pooled investment vehicles for institutional clients. The firm is structured as a corporation with foreign ownership and has been SEC-registered since 2006. Its business model centers on portfolio management for pooled vehicles, charging clients on a percentage-of-assets-under-management fee schedule. The firm does not identify as a capital allocator and is not classified as an active ESG investor. The firm’s regulatory and operational footprint includes roles beyond pure advisory work: the record lists affiliations consistent with broker-dealer relationships and functions such as sponsor, general partner, or managing member of pooled investment vehicles. That indicates Sparx Asia can both create and manage pooled structures while engaging with third-party managers in some capacities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Takeshi Suzuki

    Chief Marketing OfficerCRD 4995799

  • Hiroshi Minematsu

    Group CFOCRD 6350107

Contacts

2 of 2
  • Yusuke Fukumoto

    Yusuke Fukumoto

    PresidentCRD 7886397

  • Tat Hong Ng

    DirectorCRD 6464950

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Wanchai, null

Location

Wanchai, null

Headquartered in Wanchai, null.

Address
1706 17th Floor Central Plz
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth