SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC

RIASEC Registered
Total AUM
$6.7M
Discretionary
$0
0% of AUM
Avg account
$337K
Accounts
20
Employees
6
Advisory reps
11

Firm details

Headquarters
New York, New York
CRD number
154632
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Spartan Capital Private Wealth Management LLC operates as a limited liability company and provides a range of financial services including portfolio management for individuals and small businesses. The firm focuses on managing assets for individual and family clients, employing a fee structure based on a percentage of assets under management. Spartan Capital also engages in broker-dealer activities and acts as an insurance broker. The firm does not identify as an active ESG investor and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • JOHN LOWRY

    Founder and CEOCRD 4336146

  • Theologos Basis

    Chief Compliance OfficerCRD 2574740

  • PETER CARDILLO

    Chief Market EconomistCRD 40316

Contacts

3 of 8
  • William Baris

    Investment AdvisorCRD 6178840

  • Sara Rosenberg

    Registered RepresentativeCRD 7067187

  • William Romero

    Senior Private Wealth ManagerCRD 5127697

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
45 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth