Spark Investment Management LLC

RIASEC RegisteredEst. 2012
Total AUM
$434M
Discretionary
$434M
100% of AUM
Avg account
$145M
Accounts
3
Employees
21
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
160815
Registered since
February 7, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Spark Investment Management LLC is a hedge fund–style registered adviser that focuses on pooled investment vehicles and acts in roles typical to sponsors and general partners. The firm is SEC-registered (since 2012) and identifies its client base as institutional. Its business activities include operating as a commodity pool operator or commodity trading advisor and providing portfolio management for pooled investment vehicles. Compensation comes from a combination of asset-based fees and performance-based fees. Spark does not identify as an active ESG investor and is not structured as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Glenn Dropkin

    Chief Compliance OfficerCRD 1405927

Contacts

1 of 1
  • Peter Laventhol

    ManagerCRD 1926518

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
150 E 58th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth