SOZO VENTURES
Firm details
- Headquarters
- REDWOOD CITY, California
- CRD number
- 288073
- Registered since
- March 29, 2017
- Website
- www.sozoventures.com
Firm profile
FINTRXOverview
Sozo Ventures is an LLC that has been SEC-registered since 2017 and is owned by an individual. The firm functions primarily as a sponsor and general partner, acting as the managing member for pooled investment vehicles. Its regulatory footprint is limited: it is not a multi-state adviser, does not position itself as a capital allocator in FINTRX data, and is not flagged as an active ESG investor. The publicly reported activity centers on forming and operating private investment vehicles rather than providing broad retail advisory services.
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1ELENA WINEFELD
Chief Financial OfficerCRD 7515210
Contacts
3 of 4PHIL WICKHAM
Founder and General PartnerCRD 6330627
KOICHIRO NAKAMURA
Senior Managing DirectorCRD 6330630
SPENCER FOUST
Managing DirectorCRD 7717379
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
REDWOOD CITY, CA
SAN MATEO
Location
REDWOOD CITY, CA
Headquartered in REDWOOD CITY, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN MATEO
- Address
- 10 California St
- Time zone
- PT (UTC-8)
- Office locations
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