SOVEREIGN FINANCIAL GROUP

Overview

Sovereign Financial Group is an independent RIA that focuses on fee-based portfolio management and financial planning for individuals, families and small businesses. Investment activity centers on managed public fund exposure rather than direct stock-picking or heavy alternative allocations. The firm charges a percentage-of-AUM fee and structures client relationships around discretionary portfolio management, using mutual funds and managed account sleeve strategies as the primary building blocks. The firm does not position itself as an ESG-driven manager and is not set up as a multi-state or regulatory-new adviser. Its client mix is individual and family households, and its services emphasize straightforward wealth management and planning rather than institutional or pension consulting.

Assets & Accounts

Investments & Alternatives

Location & Offices