Sovereign Asset Advisors LLC
Firm details
- Headquarters
- ,
- CRD number
- 311083
- Custodians
- INTERACTIVE BROKERS LLC
- Fee structure
- Percentage of AUM
- Client types
- Corporations / Businesses78.48%
- Individuals17.57%
- Pension & Profit Sharing Plans3.93%
- Charitable Organizations0.02%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sovereign Asset Advisors LLC is an independent registered investment adviser structured as an LLC and owned by domestic entities/individuals. The firm acts as a capital allocator and serves individual and family clients on a fee basis tied to assets under management. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting, selection of outside advisers, and investor education through seminars and workshops. The firm does not identify as an active ESG investor and appears to operate under a single-state footprint. Sovereign lists an affiliation with a law firm in its filings. That, combined with its selection-of-advisers activity, suggests a model that blends direct portfolio management with outsourced manager allocations and consultation for client-specific needs.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- US Government Bonds45%
- Cash & Cash Equivalents37%
- Exchange Traded Equities17%
Contacts
1 of 1
Thomas Fortenberry
CCOCRD 7298489
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations