SOVEREIGN

Overview

Sovereign is an independent registered investment adviser operating as a limited liability company that focuses on financial planning and portfolio management for individuals, families and small businesses. The firm combines discretionary portfolio management with hourly advisory work and charges both a percentage of assets under management and hourly fees. Discretionary authority covers the majority of client assets, which enables the investment team to implement model and customized allocations without seeking client approval for each trade. Investment implementation tilts toward pooled public vehicles — primarily mutual funds — supplemented by select alternative strategies. Sovereign is not positioned as an in-house capital allocator; instead it sources third‑party managers for hedge funds, private placements and other private market exposure. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser, indicating a regional client focus.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices