Southworth Investment Management, LLC
Firm details
- Headquarters
- ,
- CRD number
- 167926
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.44%
- Individuals3.56%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Southworth Investment Management, LLC is a privately held wealth advisory practice that manages portfolios for individual and family clients and small businesses. The firm operates as an LLC with an individual owner and charges fees based on a percentage of assets under management. Its stated advisory activity is portfolio management for individuals and small businesses. Southworth does not identify as an active ESG investor, is not a multi-state adviser, and does not position itself as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities58%
- Public Funds/Mutual Funds31%
- Other5%
- Cash & Cash Equivalents4%
- Exchange Traded Equities2%
Contacts
2 of 2Teryl Southworth
Managing MemberCRD 6196577
John Southworth
CCO, Managing MemberCRD 4663170
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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