SOUTHWESTERN MONEY MANAGEMENT LLC

RIASEC RegisteredEst. 2019
Total AUM
$48.3M
Discretionary
$48.3M
100% of AUM
Avg account
$2.5M
Accounts
19
Employees
3
Advisory reps
2

Firm details

Headquarters
SAN ANTONIO, Texas
CRD number
304033
Registered since
September 12, 2019
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Southwestern Money Management LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2019. The firm serves individual and family clients and offers financial planning and portfolio management for individuals and small businesses. Its business model is fee-based, charging a percentage of assets under management. The adviser reports a related-adviser affiliation, does not identify as an active ESG investor, and is not a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: US Government Bonds 72%, Private Funds 28%, Investment Grade Corp Bonds 3%72%
  • US Government Bonds72%
  • Private Funds28%
  • Investment Grade Corp Bonds3%

Owners & executives

1 of 1
  • BRUCE LEWIS

    Chief Compliance OfficerCRD 6226333

Contacts

1 of 1
  • FAISAL KHAN

    PresidentCRD 2826460

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAN ANTONIO, TX

BEXAR

Location

SAN ANTONIO, TX

Headquartered in SAN ANTONIO, TX, anchoring the San Antonio-New Braunfels-Pearsall, TX metro in the South.

Metro area
San Antonio-New Braunfels-Pearsall, TX
Region
South
County
BEXAR
Address
19100 Ridgewood Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth