SOUTHWESTERN ADVISORY GROUP LLC

Overview

Southwestern Advisory Group LLC is a small, client-focused registered investment adviser organized as a limited liability company that concentrates on managing portfolios for individuals and families. The firm acts as a capital allocator: its filings show a clear tilt toward publicly traded equities but also deliberate use of outside managers for non-public strategies. Advisory services include portfolio management for individuals and small businesses, selection of other advisers, and some pension consulting work. Fee arrangements are flexible and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Investment practice centers on exchange-traded equities as the primary sleeve, supplemented by mutual funds and selective allocations to third-party alternative managers. Southwestern Advisory Group does not identify as an active ESG investor. The firm maintains an affiliation with an insurance company, and it operates from multiple physical offices while custodial and trading activity is concentrated at a single major custodian.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices