Southward Financial Services, LLC
Firm details
- Headquarters
- ,
- CRD number
- 119849
- Website
- www.southwardfinancial.com
- Custodians
- ALTRUIST FINANCIAL LLC, THE VANGUARD GROUP, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Southward Financial Services, LLC is an independent registered investment adviser structured as an LLC and owned by an individual. The firm focuses on serving individuals and families, offering financial planning and portfolio management for individual clients and small businesses. It also lists accounting among its business activities. Fee arrangements include a percentage of assets under management as well as hourly and fixed-fee engagements. The firm does not position itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities25%
- Cash & Cash Equivalents10%
Contacts
1 of 1
Roger Southward
Owner, Investment AdvisorCRD 4539336
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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