Southmore Financial Advisory LLC

RIAState Registered
Total AUM
$1.4M
Discretionary
$1.4M
100% of AUM
Avg account
$126K
Accounts
11
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
328426
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Southmore Financial Advisory LLC is an independently operated advisory firm organized as an LLC and registered in Texas. The firm is owned by an individual and focuses on serving individual and family clients. Its client-facing services combine financial planning and portfolio management for individuals and small businesses with a content and education component — the firm publishes periodicals or newsletters and runs seminars/workshops. Compensation comes primarily from a percentage-of-assets fee schedule, supplemented by hourly charges. Southmore does not identify as an ESG investor and does not present itself as a multi-state or capital-allocating advisory platform.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 7%, US Government Bonds 2%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents7%
  • US Government Bonds2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth