South Pointe Advisors LLC

RIASEC Registered
Total AUM
$11.8M
Discretionary
$11.8M
100% of AUM
Avg account
$494K
Accounts
24
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
317019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types
  • HNWI47.18%
  • Pension & Profit Sharing Plans38.61%
  • Individuals14.21%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

South Pointe Advisors LLC is a small, privately owned limited liability company that provides financial planning and portfolio management for individuals and small businesses. The firm also offers selection-of-adviser services and sells insurance and other financial products, operating in both advisory and broker roles. Its fee arrangements are mixed—percentage of assets under management, hourly charges, fixed fees and other structures are all listed. The firm is flagged as a capital allocator but does not identify itself as an active ESG investor or a multi-state adviser in the source material.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, US Government Bonds 40%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%57%
  • Public Funds/Mutual Funds57%
  • US Government Bonds40%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Christopher Miller

    Managing MemberCRD 4992406

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth