Soundwatch Capital, LLC

RIASEC RegisteredEst. 2014
Total AUM
$1B
Discretionary
$1B
100% of AUM
Avg account
$3.1M
Accounts
330
Employees
5
Advisory reps
3

Firm details

Headquarters
Dallas, Texas
CRD number
173151
Registered since
November 25, 2014
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM
Client types
  • Other Investment Advisers83.94%
  • Investment Companies16.06%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Soundwatch Capital, LLC is an SEC-registered investment adviser organized as a limited liability company (registered in 2014) that serves institutional clients. The firm charges fees as a percentage of assets under management and focuses on portfolio management for investment companies and for businesses or other institutions. It does not position itself as an active ESG investor, is not a multi-state adviser, and does not market pension consulting services. The firm also has industry affiliations indicating roles as an investment adviser and as sponsor/GP/managing member of pooled investment vehicles, suggesting it can both advise third-party funds and act in a manager or sponsor capacity for pooled strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 82%, US Government Bonds 13%, Cash & Cash Equivalents 4%, Public Funds/Mutual Funds 1%82%
  • Exchange Traded Equities82%
  • US Government Bonds13%
  • Cash & Cash Equivalents4%
  • Public Funds/Mutual Funds1%

Owners & executives

1 of 1
  • Robert Hammer

    Robert Hammer

    Co-Founder and CIOCRD 5736122

Contacts

2 of 2
  • Dimitris Markopoulos

    Dimitris Markopoulos

    Managing DirectorCRD 5157993

  • Maxwell Baker

    Associate AttorneyCRD 7426522

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 45

Active vs passive

$879M in ETFs

Passive

98%

$861M

Active

1%

$17.6M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$392M524,08144.67%

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
3090 Nowitzki Way
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth