Sound Shore Management Inc

RIASEC Registered
Total AUM
$3.4B
Discretionary
$3.4B
100% of AUM
Avg account
$9.1M
Accounts
372
Employees
16
Advisory reps
10

Firm details

Headquarters
Greenwich, Connecticut
CRD number
112379
Registered since
January 6, 1978
Custodians
J.P. MORGAN SECURITIES INC., GOLDMAN SACHS & CO. LLC, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM
Client types
  • State / Municipal Government32%
  • Investment Companies29.06%
  • Other13.99%
  • Sovereign Wealth Funds9.14%
  • Pooled Investment Vehicles5.87%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sound Shore Management Inc. is an institutional registered investment adviser that has been SEC-registered since 1978. The firm operates as a corporation under individual ownership and manages assets for both individual and family clients as well as institutional investors. Its advisory mandate is fee-based, charging a percentage of assets under management, and its services include portfolio management for individuals and small businesses, management of investment companies and pooled vehicles, and advisory relationships with businesses and institutions. The firm identifies as an active ESG investor and has been listed among CNBC’s Top 100 Financial Advisory Firms in 2019 and 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 96%, Cash & Cash Equivalents 4%96%
  • Exchange Traded Equities96%
  • Cash & Cash Equivalents4%

Owners & executives

1 of 1
  • Lowell Haims

    Partner & Chief Administrative OfficerCRD 5364243

Contacts

3 of 9
  • Theodore Kane

    Theodore Kane

    Partner, Co-Chairman, Portfolio ManagerCRD 4669713

  • Harry Burn

    Harry Burn

    Partner, Co-ChairmanCRD 2373268

  • Theodore Kane

    Theodore Kane

    Partner, Co-ChairmanCRD 4391560

Unlock 6 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
8 Sound Shore Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth