SOUND PORTFOLIO ADVISORS, LLC
Firm details
- Headquarters
- MYSTIC, Connecticut
- CRD number
- 125511
- Registered since
- March 1, 2021
- Website
- www.soundportfolios.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.5%
- Individuals14.5%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Sound Portfolio Advisors, LLC is a small, SEC-registered investment adviser organized as an LLC and registered in 2021. The firm serves individual and family clients, offering portfolio management for individuals and small businesses on a percentage-of-assets fee model. It reports no emphasis on ESG investing, does not operate as a multi-state adviser, and is owned by an individual principal. The firm does not position itself as a capital allocator or pension consultant; its core activity is discretionary portfolio management for private clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents3%
Contacts
2 of 2BRYAN WATTS
PartnerCRD 5170706
THEODORE PARKER
President and Managing PartnerCRD 2362925
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$135M in ETFs
88%
$119M
11%
$16.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI) | Vanguard | Passive | Large Blend | $23.3M | 72,574 | 17.22% |
Location
MYSTIC, CT
NEW LONDON
Location
MYSTIC, CT
Headquartered in MYSTIC, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- NEW LONDON
- Address
- 28 Cottrell St
- Time zone
- ET (UTC-5)
- Office locations
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