Sound Financial Management, LLC

RIASEC Registered
Total AUM
$8.9M
Discretionary
$0
0% of AUM
Avg account
$1.3M
Accounts
7
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
132088
Fee structure
Fixed Fees
Client types
  • HNWI86.77%
  • Individuals13.23%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Sound Financial Management, LLC is a small, individually owned advisory firm organized as an LLC that provides financial planning and portfolio management for individuals and small businesses. The firm charges fixed fees and does not identify as a multi-state or pension consultant. It reports that it is not an active ESG investor and does not act as a capital allocator to external managers; instead its advisory scope is concentrated on client-facing planning and account-level portfolio management.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Michael Madigan

    OwnerCRD 4832759

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth