Sound Capital Solutions LLC

RIASEC Registered
Total AUM
$306M
Discretionary
$306M
100% of AUM
Avg account
$153M
Accounts
2
Employees
5
Advisory reps
3

Firm details

Headquarters
,
CRD number
311034
Registered since
January 5, 2024
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Sound Capital Solutions LLC is organized as a limited liability company and operates as an institutional registered investment adviser. The firm is listed as SEC-registered in 2024 and serves an institutional client base, providing portfolio management services specifically for investment companies. Ownership is recorded as involving a domestic entity and an individual. Fee arrangements include both a percentage-of-AUM schedule and fixed fees. The firm does not function as a capital allocator and is not identified as a multi-state adviser or a pension consultant. It is described as an active ESG investor, which suggests ESG considerations are incorporated into its investment decision-making and manager selection.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Nicholas Dalmaso

    Nicholas Dalmaso

    CEOCRD 2246955

  • Robert Flood

    Robert Flood

    Chief Financial OfficerCRD 6529155

Contacts

1 of 1
  • Mark Mcgannon

    Mark Mcgannon

    Managing DirectorCRD 1671343

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth