Sound Capital
Firm details
- Headquarters
- ,
- CRD number
- 300582
- Website
- soundcapitalwm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Sound Capital is a small, independent registered investment adviser operating as a limited liability company that serves individual and family clients. The firm manages portfolios on a discretionary, fee-based (percentage of AUM) model and combines financial planning and portfolio management for individuals and small businesses with periodic written commentary. Its investment stance is equity-heavy: exchange-traded equities make up the clear bulk of assets under management. Sound Capital also supplements equity exposure with mutual funds and allocates to a range of third-party alternative fund managers when appropriate. The firm does not position itself as an ESG-focused adviser and maintains a single-office, client-focused platform rather than a multi-state or institutional capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities85%
- Cash & Cash Equivalents8%
- Public Funds/Mutual Funds7%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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