SORA INVESTORS

RIASEC RegisteredEst. 2021
Total AUM
$2.6B
Discretionary
$2.6B
100% of AUM
Avg account
$651M
Accounts
4
Employees
13
Advisory reps
5

Firm details

Headquarters
BRYN MAWR, Pennsylvania
CRD number
317257
Registered since
November 12, 2021
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sora Investors is an SEC-registered limited liability company formed in 2021 that serves institutional clients. The firm operates as a commodity pool operator or commodity trading advisor (CPO/CTA) and provides portfolio management for pooled investment vehicles as well as for businesses and institutions. Its compensation mix includes both a percentage-of-AUM component and performance-based fees, which aligns with an active, manager-driven approach to investment returns. The firm is not classified as an ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • ANDREW LETTINGA

    Chief Operating OfficerCRD 6469182

  • JENELL WUNSCH

    Chief Compliance OfficerCRD 5100176

  • KARL RICHTER

    Managing Partner and Chief Investment OfficerCRD 3267342

Contacts

2 of 2
  • SAMIR SHAH

    Partner, Portfolio ManagerCRD 5099716

  • LARRY GE

    Partner, Portfolio ManagerCRD 5111296

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

BRYN MAWR, PA

DELAWARE

Location

BRYN MAWR, PA

Headquartered in BRYN MAWR, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
DELAWARE
Address
1 Town Pl
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth