SOO Financial L.L.C.
Firm details
- Headquarters
- ,
- CRD number
- 129361
- Fee structure
- Percentage of AUM
- Client types
- HNWI94.41%
- Individuals5.59%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
SOO Financial L.L.C. is an independent registered investment adviser structured as a limited liability company that serves individual and family clients. The firm charges fees based on a percentage of assets under management and lists core advisory services that include financial planning and portfolio management for individuals, small businesses, and institutional clients. Their materials also reference pension consulting among offered services, though the filing does not identify them as a registered pension consultant. The firm is not flagged as an active ESG investor and is not identified as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents10%
Contacts
1 of 1Michael Soo
OwnerCRD 2833866
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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