SOMPO ASSET MANAGEMENT CO., LTD.

RIASEC RegisteredEst. 2017
Total AUM
$27.9B
Discretionary
$27.9B
100% of AUM
Avg account
$52.6M
Accounts
530
Employees
202
Advisory reps
11

Firm details

Headquarters
TOKYO,
CRD number
286479
Registered since
May 24, 2017
Custodians
CUSTODY BANK OF JAPAN, LTD., STATE STREET BANK AND TRUST COMPANY, MTBJ
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles55.36%
  • Pension & Profit Sharing Plans36.66%
  • Insurance Companies6.38%
  • Other Investment Advisers1.24%
  • Corporations / Businesses0.31%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sompo Asset Management Co, Ltd. is an institutional-focused investment manager with an SEC registration dating to 2017. The firm operates as a corporation with a foreign/individual ownership structure and offers portfolio management for pooled vehicles as well as for business and institutional clients. Its compensation model combines percentage-of-AUM fees with performance-based fees, and the firm self-identifies as an active ESG investor. Industry affiliations include other investment advisers and an insurance company relationship.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 59%, Investment Grade Corp Bonds 17%, Other 13%, Sovereign Bonds 11%59%
  • Exchange Traded Equities59%
  • Investment Grade Corp Bonds17%
  • Other13%
  • Sovereign Bonds11%

Owners & executives

2 of 2
  • TSUTOMU YAMAGUCHI

    President and CEOCRD 8110726

  • EIJI FUJIMURA

    Chief Compliance OfficerCRD 7726533

Contacts

3 of 9
  • HIROSHI WATANABE

    DirectorCRD 7939444

  • KAYAOKA AKIHIKO

    Executive OfficerCRD 7939450

  • SUZUKI KOICHIRO

    Executive OfficerCRD 7939447

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$135M in ETFs

Passive

100%

$135M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG)BlackRockPassiveDiversified Emerging Mkts$46.6M668,10034.51%

Location

Primary office

TOKYO, null

Location

TOKYO, null

Headquartered in TOKYO, null.

Address
Kyoritsu Nihonbashi Bldg
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth