SOLUTIONS 4 WEALTH

RIASEC RegisteredEst. 2021
Total AUM
$189M
Discretionary
$189M
100% of AUM
Avg account
$292K
Accounts
649
Employees
5
Advisory reps
5

Firm details

Headquarters
SOUTHLAKE, Texas
CRD number
143248
Registered since
May 29, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.5%
  • Individuals13.53%
  • Pooled Investment Vehicles0.85%
  • Other0.53%
  • Other Investment Advisers0.41%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Solutions 4 Wealth is an independent registered investment adviser organized as a limited partnership and SEC-registered in 2021. The firm serves both individual/family clients and institutional accounts, charging a combination of percentage-of-AUM and fixed fees. Its advisory services emphasize financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and client education through seminars and workshops. The firm does not identify as an active ESG investor, and it is not classified as a multi-state or related adviser. Solutions 4 Wealth also acts as a sponsor, general partner, and managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 44%, Exchange Traded Equities 38%, Cash & Cash Equivalents 11%, Non-Exchange Traded Equities 3%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Other 1%44%
  • Public Funds/Mutual Funds44%
  • Exchange Traded Equities38%
  • Cash & Cash Equivalents11%
  • Non-Exchange Traded Equities3%
  • US Government Bonds1%

Contacts

3 of 5
  • SUZANNE FITZGERALD

    Senior AdvisorCRD 3136145

  • Tyler Wacaster

    Financial AnalystCRD 7579748

  • MELISSA HATCHER

    Vice PresidentCRD 7074857

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$64M in ETFs

Passive

84%

$53.6M

Active

6%

$10.4M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE EQUITY PREMIUM INCOME FUND (WTPI)Wisdom Tree$6.3M196,9929.82%

Location

Primary office

SOUTHLAKE, TX

TARRANT

Location

SOUTHLAKE, TX

Headquartered in SOUTHLAKE, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
TARRANT
Address
566 N Kimball Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth