SOLE SOURCE CAPITAL LLC

RIASEC RegisteredEst. 2019
Total AUM
$2B
Discretionary
$2B
100% of AUM
Avg account
$283M
Accounts
7
Employees
34
Advisory reps
3

Firm details

Headquarters
DALLAS, Texas
CRD number
290032
Registered since
May 20, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Sole Source Capital LLC is a private-equity-focused adviser that manages pooled investment vehicles for institutional clients. The firm acts as sponsor and general partner, serving as managing member of its funds and concentrating its investment activity in private markets rather than public securities. Since registering with the SEC in 2019, Sole Source has structured its business to run private equity funds and to take active roles in sourcing, underwriting and managing direct and fund investments. Management fees are charged as a percentage of assets under management with additional performance-based fees tied to fund outcomes. Sole Source’s mandate is centered on concentrated, closed-end vehicles: the firm’s largest exposure is private equity, and it routinely places capital with third-party managers across other alternative strategies. The adviser does not identify as an active ESG investor and targets institutional limited partners through relatively small number of high-dollar relationships.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • ROBERT HUYNH

    Chief Compliance OfficerCRD 8050902

  • DAVID FREDSTON

    Founder & CEOCRD 5001376

  • BRUNO ADORIC

    CFO & COOCRD 5045508

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
4143 Maple Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth