SOFINNOVA INVESTMENTS, INC.

RIASEC RegisteredEst. 2017

Total AUM

$5.4B

Discretionary

$5.4B

100% of AUM

Avg account

$268M

Accounts

Employees

Advisory reps

Firm details

Headquarters: MENLO PARK, California
CRD number: 160297
Registered since: March 22, 2017
Website: www.sofinnova.com
Custodians: GOLDMAN SACHS & CO. LLC, BOFA SECURITIES, INC., MORGAN STANLEY & CO. LLC, BARCLAYS BANK PLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Pooled Investment Vehicles54.72%
Corporations / Businesses45.28%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Sofinnova Investments, Inc. is a corporate investment manager that operates as a multifaceted fund sponsor combining hedge fund and venture capital activity. The firm is oriented to institutional clients and provides portfolio management for pooled investment vehicles as well as for businesses and other institutions. Its fee model includes both a percentage-of-assets component and performance-based fees. Sofinnova does not describe itself as an active ESG investor and is not registered as a multi-state adviser. The firm is registered with the SEC (initial registration in 2017) and functions as sponsor, general partner or managing member of pooled vehicles, indicating it both manages external capital and runs proprietary fund structures.