Sobel Financial LLC
Firm details
- Headquarters
- Denver, Colorado
- CRD number
- 304019
- Custodians
- CHARLES SCHWAB & CO., INC., AXOS ADVISOR SERVICES
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals73.01%
- HNWI26.99%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Sobel Financial LLC is an independent registered investment adviser organized as a limited liability company and registered in Colorado. The firm is owned by an individual principal and positions itself to serve individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and selection of other advisers. It identifies as a capital allocator and charges clients via asset-based fees and fixed-fee arrangements. The firm lists an affiliation with an insurance company and does not identify itself as an active ESG investor or a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds98%
- Cash & Cash Equivalents2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Denver, CO
Denver
Location
Denver, CO
Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Denver
- Address
- 2000 S Colorado Blvd
- Time zone
- MT (UTC-7)
- Office locations
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